[1] In the aftermath of the many international crises during the
1990s culminating in Kosovo, the Commission on International
Affairs of the Church of Norway felt a need to address the issue of
legitimate use of power and military force at a theological and
ethical level, without losing the concrete experiences and
challenges from sight. A small working group was assigned for the
task, consisting of two social scientists, Karin Dokken and Hans
Morten Haugen, and two ethicists/theologians, Raag Rolfsen and
Sturla J. Stålsett. After a process of collective discussions
and writing in the group, the document Vulnerability and
Security: Current Challenges in Security Policy from an Ethical and
Theological Perspective was adopted by the Commission of
International Affairs as its statement, and published in Norwegian
in late 2000, with an expanded English version two years
later.
[2] The document spurred some debate, and was received rather
enthusiastically by many, not only in the Church of Norway, but
also in a wider context, nationally and internationally. It has
been presented in various ecumenical forums, and was also discussed
at a seminar arranged at the UN in New York and in the
Inter-American Development Bank in Washington, with participation
of politicians, UN officials, and church personnel. It became clear
to us that framing the issue from the point of view of a common
experience of human vulnerability, in a fruitful way re-opened the
theme of security policy and the ethics of war/peace.
[3] The purpose of this introduction is to give some background
information on the Vulnerability and Security study as
well as to indicate its sources and its possible relevance. We hope
that this will facilitate a critical and constructive dialogue on
the issues raised and the positions taken in this document in view
of recent developments.
1. Vulnerability and Security: The main argument and
some of its principal sources
By Sturla J. Stålsett
[4] After the 9/11 atrocities the language of vulnerability
struck a general, almost global nerve. But the way in which
vulnerability was addressed after the terrorist attacks seemed to
be much more uni-dimensional than the way we had worked with it in
the Vulnerability and Security document. Vulnerability was
purely seen as a weakness to be overcome. Our main point is that
vulnerability is both the foundation of an ethical and
political right to protection and a fundamental
precondition for human ethical behavior-both between individuals
and at the political level. We even dare to speak of human
vulnerability as a potential strength. I will briefly try to
reformulate these points of our basic argument and point to some of
its sources.
[5] Vulnerability is a basic anthropological condition
and an ethical precondition. We cannot wipe out human
vulnerability without removing humanity itself. An invulnerable
person would be inhuman. At the same time, this fact of human
vulnerability is what makes every human person entitled to
protection. It is a human right to be able to live free
from fear, exploitation, war and terror. It is a common duty, i.e.,
political responsibility, to provide such basic conditions-basic
protection, security. But this protection should be protection with
the aim of making it possible for people to continue to live as
vulnerable human beings. Vulnerability should be protected, not
removed.
[6] This being said, it is important to point out that in the
actual social and political world vulnerability is not equally
distributed. Neither is it necessarily mutual. Vulnerability is
asymmetrical. Some are, apparently at least, more
vulnerable than others. And we are vulnerable in different ways and
to different degrees. It is in this asymmetry that power emerges.
Yet the relationship between this asymmetry and power is not
strictly consequential and logical, so that less vulnerability
always would mean more power. There is impotence in the midst of
power and strength. And there can at times be a paradoxical
strength in midst of vulnerability.
[7] This is ethically significant, in various ways and at
different levels. Firstly, vulnerability when it is made visible to
us, when we become aware of it, represents an appeal and a
demand. The bare and naked vulnerability of the other
person has an appellative function. This is, of course, a main
point in E. Levinas' philosophical ethics-or rather-ethical
philosophy. It is grounded in the appeal emerging in the face of
the Other: The presence of the face means an irrefutable order-a
command-which absolves the mastery of our consciousness. The face
is, according to Levinas, where the Other calls on me and gives me
orders out of his/her nudity, out of her/his-we could
say-vulnerability. To Levinas it is also true that the person, this
'I'-the ethical subject-who receives the appeal from the vulnerable
Other is herself/himself also "from top to toe
vulnerability.1"
[8] Another influential source for seeing the vulnerability of
the other as an ethical appeal has been the thinking of Danish
ethicist and Lutheran theologian K.E. Løgstrup (1905-1981).
The ethical demand in itself, the call to act in a manner that is
good and rightful, emerges according to Løgstrup in the
interdependency which is the inescapable fact of life as
it is given-that is-as it is created. We are all exposed to
and dependent upon one another. When interacting with another human
being, every person always "holds something of this other person's
life in his or her hand." "We are each other's world and each
others' destiny," Løgstrup says, echoing Luther's statement
that "…we are daily bread to one another."2 If and when this
interdependency is denied however, the ethical demand upon
us is not recognized, and moral action is gravely impaired, if not
made impossible.
[9] This appeal emerging from the vulnerability of the other
person places in other words an ethical demand on us. This demand
is a result of the basic trust which is present in every human
relationship, according to Løgstrup. Trust is prior to
mistrust; mistrust is perverted trust.
[10] The ethical appeal or demand is, according to
Løgstrup, anonymous, radical, unilateral and silent. It is
anonymous since it is actually not mine. It is not
something I have asked for or something that is at my disposal or
of my choosing. It is not even a law which I may see as a duty to
pose to myself in a Kantian sense. Somewhat more surprisingly,
neither does it belong to the other person. It is not a requirement
or a right which belongs to my neighbor. It simply-just like
trust-emerges in the encounter between the two of us, the other
vulnerable person and me.
[11] The demand is not only anonymous, it is also
radical. It is radical since it requires unselfish action.
I cannot calculate with mutuality in the sense that in the end, I
reckon to be benefiting when I am helping the other. This may or
may not happen. The truly ethical test is when it does not happen,
i.e. when I cannot reckon with any return from doing good. This is
no moderate requirement. The ethical demand reaching me from the
vulnerability of the other human being is radical.
[12] Likewise we should note that the demand is
unilateral. It is not mutual at all. There is no contract
here: I will help you, if you help me. No balance: What is required
from me is that I take care of that part of the life of the other
person, be it a small or significant part, which is entrusted
me. This places me in a situation where I must choose. I can
respond by taking care of what is entrusted me - the appeal from
the vulnerability of the other-or I can deny this responsibility,
or even take advantage of the vulnerability of the other. A third
alternative is not given. There is no room for neutrality. Neither
can I escape the responsibility by claiming that other people have
let me down. The demand is on me, and it is unilateral.
[13] This demand is finally silent or mute,
according to Løgstrup. What does that mean? It means
that it does not make explicit what it is that is expected from me
in each concrete situation. There are no concrete directions; no
absolute rules. My responsibility is simply to respond
according to the best of my abilities. What is required is decided
by the context, by the situation, by the shape or character of the
vulnerability of the other. It is my sense of judgment
that is challenged.
[14] All of this belongs to seeing the vulnerability of the
other person as an appeal. At the same time, we are taken one step
further, to what we may see as the foundational or
constitutive function of vulnerability with regards to
ethics. This would be a main point in an ethic of vulnerability:
Vulnerability, as exposure to and ability to openness towards and
empathy with the Other is a fundamental precondition for the
possibility of acting morally. Without the recognition of
the mutual dependency it becomes impossible to recognize the
ethical problem and demand when faced with the vulnerable other
person and his/her need for protection. It is in this way that we
see vulnerability not only as a kind of negativity, but also
something pertaining immense value. And this is why we warn
against the illusionary dream of invulnerability, so
present in the aspirations of every empire, and in modernity
itself. The dream of invulnerability subverts the ethical
foundation.
[15] Thirdly, the asymmetrical side of mutual interdependency
shows us vulnerability as critique and disclosure. Isn't
this why acts of terrorism like 9/11 are so shocking to us? They
lay bare a vulnerability that has been intentionally, cynically and
brutally exploited. This ethical indignation stems from the
intuitive human recognition that the vulnerability of the other
person should be respected and protected, not exploited.
[16] These aspects, finally, make vulnerability also become-at
times, and to varying degrees-a paradoxical strength. This
strength cannot be instrumentalized. It cannot be turned into a
strategy. But nevertheless we find it necessary to include an
awareness and appreciation of this paradoxical strength of
vulnerability in our ethical thinking-and in our security
policy.
[17] Such strength in vulnerability is of course a concurrent
theme throughout the Biblical scriptures. Recall the Exodus event
and the election of Israel for being a small and oppressed people,
and the social critique of the prophets. Recall the mystery of the
incarnation, the preaching of the Kingdom particularly for the poor
and outcast, the radical reformulation of Messianism in the faith
in Jesus, and not least, the event of the crucifixion interpreted
as kenosis, most strongly expressed by Paul in 1
Corinthians 1:26-28, stating that God chose the weak, "that which
is nothing," in order to reveal God's saving
power.
[18] Not only the aspect clearly pointed out in the ethics of
Løgstrup, i.e. the interconnectedness and human
interdependency that is part and parcel of God's created world, but
also, and perhaps as strongly, Lutheran theology of the
cross is an important resource for developing an ethics of
vulnerability. I am particularly thinking of Martin Luther's daring
thesis of a theologia crucis presented at the disputation
in Heidelberg on the 26th of April 1518-particularly the theses 19,
20 and 21, in which Luther addresses the question of how one may
gain a true knowledge of God. Luther's radical contention is that
God may only be known through God's visible being, by God's
"back-side" (posteriora dei), which is humanity, weakness
and suffering; in a word, Jesus' death on the cross:
[19] So it is not enough and
no use for anyone to know God in his glory and his majesty if at
the same time he does not know him in the lowliness and the shame
of the cross […] Thus true theology and true knowledge of
God lie in Christ the crucified one.3
[20] Following Paul's argument in 1 Corinthians 1, Luther
rejects a "natural knowledge" of God through God's wonderful works
in nature and history. Because of God's unity with the crucified
Christ, God is "hidden in suffering" and it is consequently only by
approaching God in the crucified one-we could say God in
vulnerability-that a true, Christian knowledge of God may occur.
Luther's conclusion is radical: Ergo in Christo crucifixo est
vera Theologia et cognitio Dei. ["Therefore true theology and
true knowledge of God is to be found (only) in Christ crucified."]
Although as we see, Luther's point is primarily epistemological,
theological, and soteriological, it is quite clear that his insight
has profound consequences for anthropology, ethics, and, as we
argue, politics as well.
[21] The Salvadoran-Basque Jesuit and liberation theologian Jon
Sobrino would, in my view, certainly deserve the designation
"theologian of the cross," also in this Lutheran meaning.
Following the pastoral intuitions of Archbishop Romero and the
philosophical and theological work of another Jesuit, Ignacio
Ellacuría-who was killed together with six colleagues in
1989-Sobrino has developed a profound "theology of the crucified
people" which is of relevance here.4 Reflecting theologically
on the sufferings and struggle of poor communities in Central
America, Sobrino interprets this as a continued presence of the
crucifixion of Christ, not only at an individual but also at a
communal level. He daringly states that God is present not only on
the cross of Jesus but also in these contemporary crosses. This
presence of God sub specie contrarii in contemporary
sufferings and struggles is, furthermore, still a salvific
presence. In our context, this may be reformulated as the
contention that God in history is present in vulnerability, and
that it is from and through this vulnerability that God's saving
work is active among us.5
[22] In sum, the Vulnerability and Security study draws
on various sources, biblical-theological as well as philosophical
and ethical. At the same time it takes as its point of departure an
everyday experience: being vulnerable is intrinsic to our lives
also in a positive sense-only the vulnerable can love and be loved.
This can be seen as a positive feature in this approach, through
its ability to communicate broadly, also beyond the narrow circle
of theological and ethical scholars. At the same time it invites
critical questions of profundity and coherence. Can everyday
experiences of the complex interrelation of weakness and strength,
or biblical and theological reflections on kenosis and the
way of the cross really be of help in addressing the present-day
political challenges of violent conflict?
2. Vulnerability and phenomenology
By Raag Rolfsen
[23] The group preparing the original document Security and
Vulnerability was inter-disciplinary. Scholars specializing in
theology, political science and philosophical ethics worked
together. The philosophical-ethical approach of the study is
profoundly inspired and influenced by the philosophy of Emmanuel
Levinas. It will be well worth to say something more about this
important philosophical point of departure for the study.
[24] Can ethics inspired by the thinking of Levinas be
political? Can they address other situations than those in which
individuals meet face to face? Our contention is that they
can-and should. There is according to Levinas a continuous and
"difficult detour" of the political. The ethical challenge is to
let the face of the other person interrupt the political system and
re-orientate political decision-makers. The phenomenological ethics
of Levinas cannot be separated from its origin as a radical
reaction to the all-including and latently totalitarian logic of
both the philosophical and political system. It is this political
significance of Levinas that we draw upon in the Security and
Vulnerability study. In order to lay it out more fully, a
brief look at the historical and biographical origins of Levinas'
philosophical ethics is in order.
[25] Levinas is by many acknowledged as the most important
philosophical ethicist of the 20th century. He reformulated
metaphysics by determining it as a relation to the alterity
inscribed in the face of the other person, in the prohibition of
murder. Thus, he grounds philosophy as metaphysics differently than
both traditional metaphysics, where the ultimate being of every
being is conceived as substance, and the purportedly
post-metaphysical thinking of Heidegger and the Heideggerians.
[26] The philosophy of Levinas was developed inside the
framework of phenomenology. Edmund Husserl and Martin
Heidegger were the teachers of Levinas. Despite his radical
reformulation of phenomenology, he never breaks with it in the way
of substituting it for another fundamental methodical
approach.6
[27] Emmanuel Levinas was, besides his own philosophical
accomplishments, the most important scholar introducing German
phenomenology to the French academic milieu. Levinas studied under
Husserl and Heidegger in Freiburg, and started as early as the late
1920s with articles on, and translations of the work of Edmund
Husserl and Martin Heidegger.7 During the 1930s,
therefore, Levinas must be seen primarily as a disciple of Husserl
and Heidegger.
[28] World War II was to change all that. Levinas then felt a
profound "need to leave the philosophical climate of
Heidegger."8 At the same time, and as
he added, this was not in order to "leave it for a philosophy that
is pre-Heideggerian."9 This has important
consequences. It means that Levinas, when he was to develop his own
philosophical position, could not return to what Heidegger had
labeled the "onto-theological" tradition of the West10 Phenomenology, both in the
Husserlian and Heideggerian versions, must be seen as a reaction to
Substantialism as the thoroughgoing and dominant
philosophical and theological position of European ideological
history. Substantialism can be determined as an approach
where one has recourse to a substance hidden behind the veil,
either this is perceived as matter, the transcendental subject or
Spirit, or, as in theology, God as the ultimate being and
substance.11 The return to the
Sachen selbst-to the things themselves-meant to approach
all phenomena without having recourse to this hidden reality; to
let the phenomena show themselves in their "givenness."
[29] For Levinas, therefore, there was no option to return to a
pre-phenomenological metaphysics. This was, of course, due to
philosophical considerations; the metaphysical tradition had been
unmasked by the phenomenological turn. More important than this,
however, was that this unveiling had ethical and political
implications. He saw traditional metaphysics, determined as
Substantialism, as systematic, hierarchical, and
ultimately violent in its core. The recourse of the elite, whether
it was the philosophical, theological or political elite, to an
anonymous and uncontested truth hidden behind the veil, meant the
solidification of structures that at bottom were totalitarian.
[30] The development of his own philosophical position was a
reaction to Hitler's rise to power and the ensuing war. Heidegger's
association with the Nationalist Socialist Party, and not at least
World War II itself, during which Levinas was imprisoned in a
stalag, and where he lost all of his family except for his
wife and daughter, led Levinas to view phenomenology, especially in
the Heideggerian version, as taking part in the same violent and
totalitarian movement.
[31] In Levinas's view, phenomenology had not gone far enough.
It was still dominated by an anonymity that removed
phenomenology from its promised return to the concreteness of human
existence. It could still legitimize political violence through its
access to an anonymous Neuter. In Husserl, it was the
teaching of the Transcendental Ego that attached phenomenology to
idealism and the ideological heritage. In Heidegger, especially in
his later thinking, a certain mysticism developed where
Being took on a quasi-divine character.12 Given this recourse to
an anonymous neuter, the alterity of the other person could still
be disregarded.
[32] To accomplish his escape, therefore, Levinas had to develop
phenomenology beyond the idealism of Husserl and the mysticism of
Heidegger. Despite the genuine novelty of the phenomenological
approach, it still took part in what Levinas perceived as a certain
forgetfulness that was central to Western thinking. This
forgetfulness had, in Levinas' view, been decisive from the Greek
cradle of Western thinking to its fulfilment in the three 'H's;
Hegel, Husserl and Heidegger. It is the identification of this
forgetfulness that inspires and guides the development of his
original and highly influential philosophical position through the
1950s.
[33] Levinas sees a deep complicity between the European
ideological heritage and Western politics. The totalitarianism that
was revealed in Fascism and Stalinism, he sees as resting just
beneath the surface in all societies where this configuration of
philosophy and politics was at work. The essence of this latent
totalitarianism is the suppression of the otherness, the alterity
of the other. What is forgotten, suppressed and expelled is the
concrete face-to-face encounter; the basic and pre-original
situation where my humanity is formed and my duties by far outweigh
my rights.
[34] The ethics of Levinas have first and foremost been received
as ethics of proximity.
[35] It has had important influence inside health-care,
leadership theory, and the ethics of family and friends. While not
ignoring the importance of this reception, it is still important to
say that this one-sided reception rests on a misunderstanding of
the basic political background, framework and purpose of his
philosophy: It is the realization of complicity between
philosophical, ideological and political violence that spurs
Levinas to develop his distinctive philosophy.
[36] The reason for giving such a thorough elaboration of the
philosophical background of Levinas, and therefore of the important
philosophical-ethical foundations of the thinking in Security
and Vulnerability, is to try to show that the efforts to think
about the concept of "security" in a genuinely new way, i.e.
not as opposed to vulnerability, but as preconditioned by
vulnerability, is conjoined with a radical reaction to central
parts of the Western or European ideological heritage. This radical
reaction is in the philosophy of Levinas and founded on (1) an
insight into the latently totalitarian essence of this heritage,
and (2) that the philosophical and political systems are not
separate, but tend to reinforce each other.
[37] In this light, Vulnerability and Security can be
seen as an effort to bring aspects of the thinking of Levinas to
its proper application. I will point to two possible consequences
of such an application:
[38] Firstly, the centrality of the face-to-face
encounter; the inescapability of the meeting with the vulnerability
of the other person in the definition of the humanity of the human,
means that a thinking of the society as a whole will have to
identify limits to the enforcements from above. There is a basic
level where the face-to-face responsibility calls and guides the
ethical behavior of individuals, families, groups and local
communities. This level makes out an ethical limitation of the
pretensions of the market and the enforcement of political systems.
The exceptions to these limits can only be justified through the
protection of the weakest, when the vulnerability of the other
person is abused and misused.
[39] Secondly, the by now classical separation between
ethics and high politics, especially security politics, is not
tenable. The face-to-face encounter is the point of gravity of
human existence, and politics must then be understood as the hard
and difficult work of not leaving the ethical call issuing
from this encounter. This is what Levinas names the continuous and
"difficult detour" of the political-to let the face of the other
person interrupt the system and re-orientate the political decision
makers: to let the vulnerability of the other person, the weakness
of the human still signify goodness as the goal of the task called
for.
[40] Vulnerability and Security hopes to be a
contribution towards including such reflections in the current
discussion of the role of ethics in politics.
3. Vulnerability and Security: Practical
significance for the political involvement of the Church of
Norway
By Ulla Schmidt
[41] A question that clearly lies close at hand is to what
extent the concept of "vulnerability" can be put to use with
respect to practical political problems. Does it translate into
reflection on practical political issues, or does it simply
romanticize the inevitable fragility of human life, ignoring weaker
parties' fundamental interest in having their security rather than
their vulnerability sustained? Moreover, is it not by far too
unspecific and general to be of any precise relevance for specific
issues of practical life?
[42] Clearly, the phenomenological descriptions of the condition
of vulnerability do not dictate specific political solutions. No
prescriptions emanate directly from the understanding of what it
means to say that human life is inescapably vulnerable.
[43] Yet, the idea of human vulnerability, its place and
function in human life and its relation to security has functioned
as a fundamental perspective and way of perceiving and interpreting
the reality within which political practice and action is called
for. This has inspired and encouraged us to articulate more
concrete standpoints, nourished by the acknowledgment of a
fundamental vulnerability, but at the same time taking into account
the specifics of political situations and dilemmas.
[44] In the Commission for International Affairs we have, in
addition to the reflections that can be found in the document
itself, recently drawn upon the document's resources in our
reflections on two issues: The Norwegian Government's long term
plan for the Armed Forces, and the issue of nuclear disarmament.
The following sections elaborate briefly on both.
[45] In the spring of 2004 the Norwegian government
presented its long term plan "Further modernisation of the
Norwegian Armed Forces 2005-2008" to the Parliament. The
preparation and discussion of this plan coincided with similar
discussions concerning role and structure of armed forces in other
European countries and in the region as such. The plan was
motivated by different circumstances: the need to modernize the
Armed Forces, to create a more efficient and economically sound
organization, and to customize it to participation in international
operations.
[46] A dominant concern, however, was a perceived change in the
picture of international security. Similar to analyses in many
other countries, this plan described Norwegian security as now
exposed to a more complex set of risks and threats. After the "cold
war era" the potential threat posed by a dominant and easily
identifiable agent in the form of a massive invasion, has been
replaced by a less clear and identifiable threat, which apparently
could take different shapes. As a consequence, challenges to
national security are envisaged as more unpredictable.
[47] The traditional concept of security that corresponded with
the Cold War era's clear-cut image of threats of international
security is, if not replaced, then at least considerably widened.
This traditional concept focused on national security, the security
of sovereign states against threats from foreign powers, in the
form of attacks against and intrusions upon territory.
[48] Parallel to a development towards a broader picture of
risks and threats, security becomes a wider matter than state
security only. Societal security points to the safety of
civilian populations, and the maintenance of society's vital
functions and infrastructure. Human security actualizes
the need to protect fundamental rights of human beings, especially
the right to life and personal safety. Together these changes are
used as an argument to back the call for a modernized, more
flexible and efficient armed forces, adaptive to this alleged shift
in potential threats and risks, rather than simply being a
defensive system resisting invasions.
[49] In its response the Commission on International Affairs,
based on prominent perspectives in Vulnerability and
Security, welcomed this widened concept of security. The
understanding that security pertains not only to state sovereignty,
but to human beings as individuals, is congenial to the fundamental
idea of human vulnerability. It corresponds with the understanding
that human vulnerability not only unavoidably characterizes human
life, but also is the source of an inescapable ethical
responsibility. The orientation of security politically
conceived not only towards states or political institutions and
structures, but also towards the security of human individuals and
their fundamental rights to life and protection, corresponds neatly
with this fundamental ethical claim.
[50] Viewing the protection of human beings' vulnerability from
victimization as a political responsibility, and not only as an
individual moral responsibility, must be approved in the
perspective of the ideas presented in Vulnerability and
Security.
[51] However, the ideas offered in Vulnerability and
Security are relevant also to considerations of how
to respond politically to this fundamental ethical responsibility,
even though they do not dictate specific solutions. An important
dimension to Vulnerability and Security is that security
cannot be obtained one-sidedly, through attempts at making oneself
invulnerable to the effects of other parties' actions. It requires
cooperative ventures where vulnerability is recognized as a mutual
condition to be safeguarded through common efforts against
exploitative measures.
[52] Furthermore, the extension of the security concept as
comprising human security should be accompanied by the
understanding that the recognition of state sovereignty is in fact
vital to the protection of human security. Undermining state
sovereignty, or disregarding the importance and legitimacy of state
security, might in fact jeopardize human security gravely. A system
of international politics that gradually eroded state sovereignty
could hardly provide efficient protection of human security. Yet
there are situations where a state use its claim to sovereignty to
deprive its citizens, or a group of citizens, of their fundamental
security, and in extreme cases this could imply legitimate
infringements upon the state's sovereignty in the name of human
security.
[53] These two elaborations on human security led the Commission
to underline a critical point against the proposed long-term
plan. The idea that state sovereignty still has a priority-as
a principle being conducive to human security-as well as the
importance of cooperation in achieving mutual security, underlines
the significance of international, mutually binding cooperative
measures. The principles of international law and cooperation
should therefore be the framework within which one seeks to respond
to situations where human security is jeopardized. This is vital in
order to be able to maintain and promote cooperative measures that
ensure a common pursuit of security, by acknowledging mutual
vulnerability.
[54] The Norwegian government's proposed long term plan
underlined international law and the United Nations as the
fundament and framework for Norwegian security policy. The UN is
said to play a key role for Norwegian security policy, and
Norwegian security is closely related to sustained and
well-functioning cooperative orders for international security in a
global perspective. Vital to this order is the cooperation within
the UN system, the principles of the UN pact, and a basic
commitment to international law.
[55] However, in spite of the emphasis on this framework, the
plan did not, according to our understanding, draw the necessary
and logical conclusions from its alleged commitment to these
principles of international order and cooperation. As we presented
our views at an open hearing arranged by the Parliament's Standing
Committee on Defense, we expressed worries over what we saw as a
general opening in the national doctrine towards legitimizing the
use of armed force in international conflicts, not mandated by the
UN Security Council. The plan implicitly suggested that armed
interventions could be legitimate according to international law
without the explicit sanction by the Security Council. The Security
Council and its decisions are by no means immune to the relations
of power and influence which politics in general is imbued with.
Yet there seems to be no other instrument currently better suited
to accommodate cooperative efforts and legitimize decisions to
solve international conflicts.
[56] Although one could in principle envisage legitimate use of
armed force in the protection of human security not sanctioned by
the Security Council, it is therefore according to our view deeply
problematic to introduce this as an established and explicit part
of a national doctrine of security. The Commission in its statement
strongly opposed the idea of including in the plan an explicit
reference to the possibility of engaging in use of military force
allegedly legitimized by international law, yet lacking an explicit
UN Security Council mandate. As we said, "One thereby risks opening
a far too wide access to the use of Norwegian Armed Forces in
international operations. We warn against making this opening a
part of a national security political doctrine. Once the course has
been established, the likelihood that it will actually be used
increases." Seeing this in connection with a broader development in
international politics following the end of the Cold War, gradually
lowering the threshold for employing military force to solve
conflicts gives rise to serious concern. In this climate the
foundation in international law for the use of armed force to
prevent or put an end to conflicts seems to have weakened. This
development calls for strategies that can reinforce international
law as the legitimate fundament for military interventions, not
introduction of doctrines that formalize exceptions. A general
escalation in use of Armed Force is hardly conducive to increased
human security.
[57] We were therefore also pleased to learn that the
Parliament's Standing Committee on Defense in its report to
Parliament emphasized the condition that operations should be
anchored in international law, mandated by the UN, and in addition
also politically and morally legitimate. Furthermore, it underlined
that Norway must refrain from participation in preventive war or
preemptive strikes that are not mandated by international law.
[58] The second issue on which the Commission on International
Affairs offered statements based on the thinking laid down in
Vulnerability and Security last year, was the issue of
nuclear disarmament.
[59] The spread of weapons of mass destruction permanently
threatens to exploit human vulnerability. After the cold war and
the balance of terror, ever more states have acquired these sorts
of weapons. Even more worrisome is the prospect of non-state agents
procuring this kind of weapons. The danger this represents to human
beings and to human security is recognized also by the UN report "A
more secure world: Our shared responsibility." "Preventing
the spread and use of nuclear, biological and chemical weapons is
essential if we are to have a more secure world" (exec. summary
p.3). Only by treaties agreed upon and binding internationally is
it possible to establish effective safeguards against a further
proliferation of this kind of weapons. Consequently it is
absolutely vital that established instruments of this kind are
sustained and complied with. One of the essential instruments of
international law in this field is the nuclear non-proliferation
treaty (NPT).
[60] This treaty is based on two, equally important principles.
First the obligation of nuclear powers to disarm and to refrain
from further development of nuclear weapons. Second the obligation
of nations that do not yet possess these weapons to abstain from
acquiring or developing them. However, they should be granted the
possibility of a peaceful use of nuclear power (for example
for energy).
[61] This treaty now seems to be eroded from two sides. Nuclear
powers (such as the U.S.), contrary to the agreement, continue to
develop new nuclear weapons. NATO maintains nuclear weapons as an
explicit element of its strategic concept. Hence the nuclear powers
apparently do not comply with their obligation to disarm and
refrain from further developments. On the other hand ever more
nations, and possibly also non-state agents acquire fissile
material and technologies enabling them to develop such weapons.
There is a growing risk that parties to the treaty withdraw from it
as a consequence of the non-compliance of other parties. If this
happens, it would clearly undermine the treaty itself as an
efficient instrument in the international cooperation against
proliferation of WMDs.
[62] A review conference for the treaty is held every five
years, and the next is due in 2005. Given the critical situation
for the treaty it is essential to create a political climate and
pressure able to ensure and ascertain renewed support and progress
for the treaty and steps agreed upon in 2001, in pursuit of its
goals. One element in this political pressure is the so-called "New
Agenda Coalition" (NAC) resolution, presented to the UN General
Assembly by a group of non- nuclear weapons states. This resolution
has reiterated and underlined the principles of the NPT as
essential to nuclear disarmament and international security. With
the exception of 2001 this resolution has earned little support in
the UN General Assembly among NATO countries, apparently because it
is viewed as conflicting with the explicit NATO strategy regarding
nuclear weapons. Last fall the Commission on International Affairs
issued a statement encouraging the Norwegian Government to
reiterate their support of the NPT, and to support the NAC
resolution. Other agencies and NGOs (such as the peace movement,
antinuclear weapon movement, Pugwash) expressed their concern in
this matter.
[63] We were therefore pleased that Norway, together with small
handful of other NATO countries voted in support of the NAC
resolution in 2004 in the UN, a vote apparently argued on the basis
that the resolution now was less explicitly antagonistic towards
the NATO strategic doctrine.
[64] These are but two examples of how the Commission on
International Affairs in the Church of Norway Council on Ecumenical
and International Relations has responded to specific and concrete
challenges in the field of international and security politics,
based on the thinking of Vulnerability and Security. As
already pointed out, these considerations on Norwegian Security
politics and plans for the Armed Forces, as well as the NPT, are
not directly dictated as specific solution or answers emerging from
the "Vulnerability-thinking." Rather the ideas offered and
discussed in Vulnerability and Security provide
fundamental perspectives and ways of understanding and looking upon
the field were issues of international politics and security to
arise. Without offering specific solutions, it offers ways of
understanding and grasping the domain also of international
politics.
© May
2005
Journal of Lutheran Ethics (JLE)
Volume 5, Issue 5
1 For more on Levinas and Vulnerablity and
Security, see Rolfsen's contribution to this introduction
below.
2 See K. E. Løgstrup, The Ethical Demand.
(Notre Dame, IN: University of Notre Dame Press, 1997).
3 Probationes to Thesis 20: "Ita ut nulli iam satis sit ac
prosit, qui cognoscit Deum in gloria et maiestate,
nisi cognoscat eundem in humilitate et ignominia crucis […]
Ergo in Christo crucifixo est vera Theologia et cognitio Dei."
Luther 1966 WA 1, 362.
4 See e.g. Jon Sobrino, Jesus the Liberator: A
Historical-Theological Reading of Jesus of Nazareth.
(Maryknoll, NY: Orbis Books, 1993) and The Principle of Mercy:
Taking the Crucified People from the Cross. (Maryknoll, NY:
Orbis Books, 1994). See also Sturla J Stålsett, The
crucified and the Crucified: A Study in the Liberation Christology
of Jon Sobrino. Vol. 127, Studies in the Intercultural History of
Christianity, (Bern, New York, Oxford: Peter Lang, 2003).
5 Also feminist liberation theology and ethics is clearly
a resource for this vulnerability approach, e.g. of the "corporeal
hermeneutics" (hermenêutica da corporeidade)
developed by Wanda Deifelt and her colleagues related to the Escola
Superior de Teología en São Leopoldo, Brazil. See
Marga J. Ströher, Wanda Deifelt, and André S. Musskopf,
eds. À flor da pele. Ensaios sobre gênero e
corporeidade, (São Leopoldo: EST; Editora Sinodal;
CEBI, 2004) as well as Deifelt's contribution below.
6 For Levinas's lifelong struggle with phenomenology,
without breaking with it, see, John E. Drabinski, Sensibility
and Singularity. The Problem of Phenomenology in Ethics.
(Albany: State University of New York, 2001).
7 It was through Levinas that Jean Paul Sartre was
introduced to phenomenology and became the herald of the call "back
to the concrete". See Is it Righteous to Be? Interviews with
Emmanuel Levinas., Jill Robins ed., (Stanford: Stanford
University Press, 2001), 43.
8 Emmanuel Levinas, Existence and Existents.
(Pittsburgh: Duquesne University Press, 2001), 4.
9 Ibid.
10 See, e.g. Martin Heidegger, Kant and the problem of
metaphysics, (Bloomington: Indiana University Press,
1990).
11 See especially Heidegger's settlement with Descartes:
Res Extensa in Being and Time, (Albany: State University
of New York Press, 1996), 19ff.
12 See Levinas's vehement settlement with this tendency in
the thinking of the later Heidegger in, Emmanuel Levinas,
"Philosophy and the Idea of Infinity," in Collected
Philosophical Papers, Alphonso Lingis, tr., (Pittsburgh:
Duquesne University Press, 1998), 51-53.