Introduction
[1] Since the time of David Hume (1711-76), philosophers have been
struggling with the question of whether "ought" can be inferred
from "is." Famously, Hume held that it "seems altogether
inconceivable how this new relation [ought] can be a deduction of
others [is] which are entirely different from it.[1]
For Hume, propositions of how the world is simply cannot
entail statements of how it ought to be.
[2] But naturalists of all stripes, including Hume's
contemporary Jeremy Bentham (1748 -1832), have held that a
sufficiently thick description of how things are does entail how
they ought to be. Famously, Bentham's Principle of Utility
"approves or disapproves of every action whatsoever, according to
the tendency which it appears to have to augment or diminish the
happiness of the party whose interest is in question." [2] Since the Principle of
Utility supposedly does, in fact, govern human behavior, it is
descriptively true that human beings ought to do that act which
augments the happiness of those whose interest is in
question. Likewise evolutionary ethical theory assumes
licit a move from 'is' to 'ought'. If human beings are
instilled by the evolutionary process with a moral sense, then the
fact of this sense does entail what they ought to do.
[3] In 1903, G.E. Moore (1873-1958) launched a classic argument
against any kind of ethical naturalism. In his "open question
argument" Moore points out that a statement like Bentham's
'pleasure is good' cannot mean that pleasure is identical to good,
for if that were so, then 'pleasure is good' would entail 'pleasure
is pleasure'.[3] But clearly it remains
an "open question" whether or not 'pleasure is good'. Thus,
anyone asserting that pleasure is good must be "saying something
more" about pleasure than that it is pleasure, and this "more"
points to a non-natural property of goodness. To say 'x is
good' or 'S ought to do y' is to say something that is in principle
irreducible to mere descriptions of natural, social and
institutional facts. Accordingly, 'ought' and 'is' are of
different orders.
[4] While philosophers since Moore's time have been divided over
the validity of the open question argument, there is no mistaking
that the dominant tradition of twentieth century philosophy
followed Hume in denying that 'ought' can be derived from 'is'.
Even if beneficent values are somehow evolutionarily loaded
into human nature, the fact of these values still does not entail
that one ought to act in accordance with them.
[5] On the issue of 'is' and 'ought', I agree with the classic
refutation by James and Judith Thomson of John Searle's famous 1964
paper, "How to Derive 'Ought' from 'Is'." While Searle labors
to show how institutional facts can entail evaluative statements,
the Thomsons demonstrate that 'I (Jones) hereby promise to pay you
(Smith)' does not entail 'Jones ought to pay Smith' because there
are cases where Jones ought not to keep his promise, and there are
no further institutional facts that can entail each and every
putative evaluative gap.[4] I am convinced that
'ought' cannot be logically derived from 'is', and the attempt to
do so begs the question.
[6] So why raise this old controversy in a discussion of the
ELCA Draft Social Statement on Human Sexuality (DSSHS)? It is
because the theological structure of DSSHS does assume that 'ought'
can be derived from 'is'. DSSHS supposes that descriptive
statements about God's incarnation in Christ and His justification
of sinful human beings entail evaluative statements about how one
ought to behave sexually. By attempting to ground sexual
ethics in the Second Article, DSSHS not only is unorthodox, but
incoherent. The document not only fails to hold together
rhetorically, but it cannot do so logically. By a thick
description of what God has done for us in Christ, we simply cannot
derive how we ought to act as Christians. As paradoxical as
this might sound, to claim that we can do so is to confuse law and
gospel. The 'ought' of law cannot be derived from the 'is' of
gospel, and this not so deriving is a necessary condition for
Christian freedom. To suggest otherwise is to strike out in a
way that Lutheran ethicists simply cannot go.
Reading DSSHS Critically
[7] Maybe it is unfair to read DSSHS closely and critically.
After all, it is the work of 15 committee members from
different walks of life, having different educational backgrounds,
different theological convictions, and different views on the
propriety of same-sex relationships. However, since the
document purports to be important enough that the entire ELCA study
it, I shall take it with the seriousness it invites.
[8] DSSHS starts promisingly enough, quoting Jesus' summary of
the law: 1) Love God above all things, and 2) love the other person
as oneself (Matt. 22:36-40). But from here things disintegrate
rather quickly. As Lutherans have always confessed, no one can
actually do what the law commands, i.e., love God above all things
and love the neighbor as oneself. While this fundamental
material content of the law is binding on all human beings, nobody
can accomplish it, and thus all people have a fundamental
deficiency before the law.
[9] Unfortunately, DSSHS seeks to obscure the full realization
of this deficiency. It asks, "What does it mean for us as
sexual creatures to love our neighbors as ourselves and thus
fulfill God's law of love in this time and society"(13-15)?
Unfortunately, the game has been lost from the
outset because this question is the wrong one. A person simply
cannot "fulfill God's law of love." To suggest it is
possible mixes law and gospel.
[10] This confusion of law and gospel is further exacerbated
when, a few lines later, the ELCA is identified as "a community of
moral deliberation." The use of this definition from a 1991
ELCA social statement is unfortunate because it misunderstands the
meaning of 'church'. Why should one expect members of the ELCA
to have special ethical/moral insight or special ethical/moral
tools of reflection? The church is, as Luther says in the
Smalcald Articles, those "little sheep who hear the voice of their
shepherd."[5] Clearly, those hearing
this voice are not concerned primarily with the development of
communal acumen in ethical and moral reflection, but rather with
salvation. The church is a community gathered about a
salvific concern (gospel), not an ethical one
(law).
[11] Another confusion emerges when DSSHS states that it wants
to "speak in ways that can address both religious and secular
discussions" (35-6). Accordingly, one would expect DSSHS to
identify something universal in Christian and secular
experience. Lutheran ethics has traditionally been able to
accomplish this with its two kingdoms approach: God deals with
His creation with two hands. With the gospel of His right
hand, human beings live in the realm of grace and
faith. However, with His left hand, humans dwell in the
kingdom of law and reason. The genius of Lutheran ethics has
always been that because the foundation of ethical reasoning is not
grounded in the particularity of Christian soteriology, ethical
reflection from a Lutheran perspective retains a universal
character. There is a demanding divine left hand, not just a
grace-filled right hand.
[12] But any hope that DSSHS proceeds in this time-honored
fashion is immediately crushed by this statement: "[This
document] contains important introductory material designed to
explain how Lutherans approach ethics in the light of God's
incarnation and our hope in God who justifies us in Christ"
(45-7). With this statement, the foundation for a Lutheran
contribution to a secular ethical discussion is lost. How
might one find something in these two disparate discussions that is
common when the putative foundation for these discussions is the
reality of incarnation and justification only granted by one of the
conversation partners? This profound incoherency is never
addressed in DSSHS.
[13] Another theological problem occurs when DSSHS makes this
startling claim: "As Lutherans we understand ourselves . . . as
simultaneously righteous (saved by God's grace alone) and sinful
(convicted by the law)" (165-66). While one might argue on the
basis of the "happy exchange" between Christ and the sinner, that
'righteousness' just is 'being saved by God's grace', any supposed
claim of identity between being sinful and being convicted by the
law is wrongheaded. Clearly, being sinful and being convicted
by the law are logically independent notions. One is sinful
from birth even if one has never been convicted by the law. To
confuse the two is to mistake the reality of not conforming to the
law with the apprehension of not so conforming.
[14] DSSHS's attempt to use the category of Christian freedom as
it flows from justification also becomes problematic. How is
it precisely that "freedom from the crushing burden of our
unworthiness before the law" engenders "responsibility and humility
in service to the neighbor (200)? While the document rightly
says that we serve others because of God's "promises,
compassion and mercy" (213), it does not show - - and indeed it
cannot show - - how God's promises, compassion and mercy fill in
the contour of what we ought to do. The problem is logical: We
cannot derive that we ought to be compassionate because God is
compassionate, though we can conclude that we are in fact
compassionate because God's Word has awakened faith within
us. DSSHS purports, however, to be an ethical
document. Accordingly, it deals with what human beings ought
to do, specifically, with what is sexually licit and what
illicit.
[15] DSSHS seems to make statements that are not intended by the
drafters. Surely, the committee did not mean to suggest the
universal claim that "Lutheran sexual ethics cannot suggest
that sexual longing or sexual expression is sinful intrinsically"
(275-76). But, of coursewe do routinely presuppose that
there are classes of sexual longings or expressions that are not
intended by God for human beings to have and do. For
instance, is not a sexual longing or expression toward a child
intrinsically sinful? Is it not also the case with a murderous
heart? Just because something may be "natural"
for A to experience does not mean that God intends
it. We must distinguish God's natural
law that A instance a set of dispositions from the natural
disposition A has not to instance them. The sad fact is
that humans now are not as they ought to be. Clearly, if, as
Luther says, a human being "sins against God whether he eats or
drinks," then there is a large class of sexual longings and
expressions that are intrinsically sinful.[6]
[16] As has previously been discussed, DSSHS states that "a
Lutheran sexual ethic looks to the death and resurrection of Christ
as the source for the values that guide it (315-16)." But the
question is how does the death and resurrection of Christ guide
sexual value formation? What is the specific
connection?
[17] Lamentably, no answer is provided. One can say such
things as that God was so merciful that He, in Christ, went to His
death on the Cross. But precisely what does this imply for
sexual human beings? Are we to conclude that since Christ did
not condemn (or judge) us, we ought not condemn (or judge) our
brother or sister? While this is right, it tells
only half the story. In reality, we are both condemned by God
for our sin, and forgiven in Christ for that same
sin. Lutheran ethics cannot leave out half of the
story. It is because we are already condemned and lost before
God that God became incarnate and justified us. Lutheran
sexual ethics must not forget the reality of God's primordial
intentionality for his creation, and the deficiency of His creation
in actualizing that intentionality. Living out our freedom on
account of Christ does not entail a change in the identity
conditions for "being lost."
[18] Finally, for a church defining itself as "a community of
moral discernment," the section entitled "Scripture and Moral
Discernment" is a profound disappointment, for we learn very little
here about how Scripture should be used to discern what God would
have us do sexually. DSSHS claims that "Scripture teaches that
God's will for humankind and creation can be comprehended only
through the foolishness of the cross and resurrection of
Jesus Christ (405-07)." While this is, of course, true of
God's merciful will, Lutheran ethics simply cannot deny that God
retains an original will for humans that they "be perfect . . . as
your heavenly Father is perfect (Matt. 5:48)."
[19] The trouble is very deep. It is as if the drafters of
DSSHS had forgotten the ancient Marcionist heresy of denying the
validity of the Old Testament and its teachings in favor of
single-minded concentration on the merciful salvific action of the
saving God. For Marcion, Christ is sent by the fully good God
to rescue creation from a situation produced by a righteous, but
jealous, creator God who has made rather a mess of
things. Accordingly, the old laws of the Old Testament have
passed away and a new era has dawned. By steadfastly refusing
to go to the OT and its law for determining the intentionality of
God for human sexual being, DSSHS flirts with the heresy of
Marcionism.
[20] In summary, the fundamental problem of DSSHS is that it
forgets that God deals with His creation with two hands: on the
left hand is law and reason, and on the right hand is gospel and
faith. Lutheran theology teaches that it is one God who deals
with His creation in these two ways. DSSHS consistently errs
on the side of identifying God only with his right hand. But
God is ambidextrous. To work out a Lutheran
social ethics on sexuality demands that both hands of God be
equally considered. There is a divinely-intentioned order that
must be implemented along with a divinely-intentioned mercy that is
freely given when that intentioned and just order is not
implemented. An ethics without God's left hand cannot be a
Lutheran sexual ethics. Accordingly, DSSHS, though written by
Lutherans, is not a Lutheran document.
DSSHS and the Divine "As If"
[21] As others have pointed out, the term 'Trinity' occurs but
once in the document, and there the three persons are not
named. This is indicative of perhaps a deeper presupposition
in the document: In discussing sin and law the document proceeds
merely "as if" God were to exist apart from human awareness,
perception, conception and language, and merely "as if" God had a
definite set of attitudes towards the world. I say this "as
if" pointedly because there is ample textual evidence to suggest
committee members actually do not agree that God has a primal
intentionality towards His creation. Instead of viewing God as
a concrete divine being having particular intentions towards His
creation (e.g., it is His Will that human beings do x under
conditions y), God is understood as somehow having an abstract
general nature that human beings must "fill in." The result of
this "filling in" is that God's "intentionality" towards x is
greatly influenced by the previous commitments of the drafters
towards x, commitments not presupposing the divine at
all.
[22] As previously indicated, the nature of God and his
relationship to His creation is understood in DSSHS on the basis of
His merciful, incarnational sojourn and justificatory
activity. But given this general nature of the divine, what
specific intentions would and could this God have for His
people? Surely He would bring life out of death, make new the
old, and do the unexpected (like rising from the dead). Since
He incarnationally dwells with us in our humanness, he is with us
in our weakness and weak-willedness. Accordingly, He is always
alongside us in our sexual choices and foibles. Because God
loves us even in our weakness, we may love others in their
weakness. But outside of general platitudes like these, what
more can be specifically concluded about how humans ought to behave
sexually?
[23] Here the task becomes more difficult. While love and
mercy are very good things, and while God's gift of them to us does
indeed suggest we should be honest, sincere, and non-jealous in our
relationships, the fact of divine love and mercy is not capable
itself of providing a foundation for the institution of
marriage. On the basis of divine love and mercy, why prefer
married love to lesbian love? What reasons are there favoring
being loving and merciful within the context of heterosexual
married love over homosexual, unmarried love? Is heterosexual
love more facilely derivable from the incarnation and justification
than homosexual love? If so, how is
it?
[24] The problem is that DSSHS fails to avail itself of the
traditional Lutheran resources of natural law and orders of
creation. By looking only at the incarnation for clues to
God's intention, DSSHS ignores what the Old Testament (and much of
the New Testament) says about God's distinctive intentionality for
human life - - including human sexual life.
Clearly, DSSHS does not suppose that God has a
general revelation for all human beings apart from the Christ
event, and that the Bible has much to say about the specifics of
God's intentionality. In fact, this fundamental question is
not even asked in the document: Is homoerotic behavior in itself
sinful? Is such behavior consistent with the Will of God, or
does it run counter to His will? While it would seem to many
Christians that one of these two alternatives must obtain, DSSHS
actually allows a third option: It is neither consistent with
nor inconsistent with that Will, and perhaps, to think it is, is
itself profoundly wrongheaded. But to assume this is to
assume that God is not the kind of being that has a definite will
at all. Accordingly, the intentionality of God, while it might
be an interesting theological construct, is not itself a real event
or state.
DSSHS and Antinomianism
[25] Classically, 'antinomianism' applies to any theological
position that downgrades the authority or integrity of the
law. If one were to say, like Luther's contemporary Johann
Agricola, that the law needs not to be proclaimed among Christians,
then one clearly is flirting with antinomianism. The question
is this: Is DSSHS antinomian?
[26] To answer this question, one must first get an operational
definition of 'law'. I like the following: x is a law if
and only if x is promulgated by an authority, x is binding upon an
appropriate class, and x is in principle enforceable. Lutheran
thinking has classically started with the giving of God's law to
creation. God is an authority that has a clear intent with
respect to His creation, and this intent is accordingly binding
upon it. Furthermore, this law is enforceable by God:
violators - - all of us - - are worthy of ultimate
punishment. For Luther and the classical Lutheran tradition,
the 'oughtness' of things is grounded upon a transcendent
ought-intentionality. Not only is creation bound by the ought,
God has a capacity to enforce the oughtness He loads into
creation.
[27] Classical Lutheran theology does not derive an 'ought' from
an 'is'. It realizes that the 'ought' of law can only be
grounded in the transcendent 'ought-intentionality' of
God. Sin interferes, and what ought to be, is not. The
Fall is the nonconformity of 'is' to 'ought'. All of creation
is wayward. God's natural law is not followed. All have
fallen short of the glory of God.
[28] Redemption in classical Christian theology is God's arrival
in His incarnation to justify, e.g., to make right, the
nonconformity of creation's 'is' to God's
'ought'. Justification, on account of Christ, occurs when God
judges His wayward creation that is not what it ought to be, to be
nonetheless acceptable to Him, to the One who justly must judge it
as unacceptable. For Lutherans, the "happy exchange" between
Christ and the sinner operates so that Christ's gifts of conformity
to the ought are given to human beings, and human deficiency in the
face of this ought is given to Christ. The result is that
human beings live and Christ dies in accordance with divine
justice.
[29] The profound problem with DSSHS turns out to be the ancient
problem of "what has God said?" The notion of an external law
claiming that human beings ought to behave in a particular way
seems fundamentally out of touch with our times. While human
beings have never liked oughts, our time has a special disdain for
them. In vast portions of western popular culture, normative
ethics simply does not play. People can make no sense out of
"absolute" claims that humans ought to be different than they
are. The very notion of an objective reality that human beings
must conform to is anathema to us. It is, of course, the
triumph of Nietzsche. The medieval transcendentals of truth,
goodness, and beauty have been unmasked and seen to be mere
projections of the human will-to-power.
[30] Lutheran theology in the last 125 years has been
strongly influenced by Nietzsche's critique. Accordingly,
there is little hope that an ELCA committee on sexuality can move
beyond the dominance of the subject and return to the object, to a
way of thinking that allows again for the possibility of real
oughts. To return to the ought, to an honest appraisal of how
God intends things to be, means that some trajectories of human
action must be rejected. If man and woman ought to remain
celibate outside of marriage, then that is what they ought to do,
no matter how difficult that may be, and no matter how much one
might not like it. That they won't so remain is addressed by
the reality of incarnation and justification. This is how it
works; this is how it has always worked. But, as evidenced by
DSSHS, this is no longer how it works - - at least within the ELCA
institution of social statement-making .
[1]
David Hume, A Treatise of Human Nature, ed. L.A. Selby-Bigge
(Oxford: Clarendon Press 1968), 469.
[2]
Jeremy Bentham, An Introduction to the Principles of Morals and
Legislation, Chapter 1.
[3]
G. E. Moore, Principia Ethica (Cambridge: Cambridge University
Press, 1971), 6ff.
[4]
See "How not to Derive 'Ought' from 'Is', The Philosophical
Review 72 (October 1964). For Searle's article, see The
Philosophical Review 73:43-58. The matter is more complicated
than how I have explained it in body of this article, resting
basically on the logical status of a critical ceteris paribus (all
things being equal) clause. Searle claims that, in the example
of Jones and Smith, the "ought" derives from the "is" all things
being equal. But what are these things? The Thomsons
demonstrate that the "is" is derived only when the ceteris paribus
clause is given an evaluative interpretation. But if this is
so, then we have an evaluative statement that has not been derived
from a descriptive one, and moreover, cannot be so
derived.
[5]
Wengert & Kolb, The Book of Concord (Minneapolis: Fortress
Press 2000), 324-25.
[6]
WA 18, 768:23: "In Deum peccat impius sive edat, sive
bibat."
© September 2008
Journal of Lutheran Ethics (JLE)
Volume 8, Issue 9